Members Articles
Big Day Coming: New Book Coming Out On August 15, 2024!
Thursday, August 15. Mark in your calendars! Do you want to see what I’m working on? Click this link: https://chriscarosa.com/books/the-complete-list/ Read Full Article
Enjoy The Summer: No Article This Week
As promised, I’m finishing the final edits of my next book. It’s due out on August 15, so I may be gone next week, too. So, sit back and relax. Do you want to see what I’m working on? Click this link: https://chriscarosa.com/books/the-complete-list/ Read Full Article
What Should 401k Plan Sponsors Do Now That The Fiduciary Rule Has Been Stayed?
The relative quickness of this one-two shot from the District Courts suggests an obvious flaw in the new Rule.
Potential Impact Of Chevron Decision On Retirement Plans
It’s clear that certain areas of government oversight are more vulnerable now that Chevron no longer rules the land. The prospect of this may excite opponents of excessive regulation.
Exclusive Interview: Peter Gulia Answers Whether Fiduciaries Should Fear If The Supreme Court Has Destabilized The Law?
Among the consequences that can follow from the Supreme Court’s overruling Chevron is yet more situations for which an answer to a question of law won’t be one bright-line rule made by a government agency.
‘Fiduciary’ Is The Best Practice 401k Plan Sponsors Can No Longer Ignore
It’s too easy for plan sponsors to get lost in the weeds when dealing with plan minutia. Yes, “the buck stops here” reality can overwhelm many. Delegation is the key. It’s also the Achilles Heel. This is where the magic word emerges.
401k Plan Sponsor Fiduciary Best Practices For Lost Or Missing Plan Participants
Once the communications link is broken, it’s fair to say the participant is lost or missing. Plan sponsors need a second set of procedures in this case.
Exclusive Interview: Jerry Schlichter Says 401k Plan Sponsors Should ‘Peel The Onion’ On Fees
“Industry participants also argue that the rule transforms one-off transactions into fiduciary relationships in violation of the common law, but the common law of the states is divided on this, and there is a need for a federal standard regulating investment advice fiduciaries.”
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