Fiduciary News

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Basic Members

Is Dual Registration the Cause of Opposition to the Fiduciary Standard?

Did a Clinton-era misguided quid pro quo, ultimately approved during the Bush administration, lead to the house of cards we see today?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/13/12

The SIFMA has no Clothes, the next investment fad and “Are you Ready for some Fee-Ball?”

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Stunning Academic Study May Cause DOL to Retain Original Proposal for Fiduciary Definition

To the extent regulation improves efficiencies, there will always be winners and losers. Those who don’t benefit will always oppose the change.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/6/12

In a week that we featured Investment Due Diligence for 401k plans, a major court ruling shows what happened without such due diligence.

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The Checklist for the Ideal 401k Investment Due Diligence Process

Thousands and thousands of words based on dozens of interviews summarized into a ten-item checklist. But, due diligence is like a river. It’s constantly moving, constantly changing.

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The Ten Commandments of Selecting a Mutual Fund as a 401k Option

We trust this represents a Decalogue possessing both credence and compatibility. Not only does it make sense to use, but the vast majority of plan sponsors can easily adopt each category of scrutiny.

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4 Easy Steps 401k Plan Sponsors Can Take to Insure a Well-Documented Investment Due Diligence Process

401k Plan Sponsors often see due diligence as a burden. It needn’t be.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/30/12

Now we know why Washington has been dissing the 401k, why we lost the war for the fiduciary standard and why investors keep losing money.

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401k Plan Sponsor Warning: DOL May Sacrifice Fee Purity for Fee Transparency

A simple example shows how liability can increase when using 12b-1 and revenue sharing fees.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/23/12

What’s up with the anti-401k conspiracy? Is the DOL about to cave of the Fiduciary Rule?

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