Basic Members
What Every Company 401k Plan Fiduciary Needs to Know about MEPs
As we approach clarity with regards to Congressional action and/or implementation of the Trump Executive Order, we may find need to expand these MEP guidelines. Until then, though, companies in business associations where commonality exists may wish to use these ground rules when determining if a 401k MEP is the right course to take.
Exclusive Interview: Harold Evensky says DOL Fiduciary Opened “Good” Pandora’s Box
“…the best efforts of those focused on product, not investors, are ultimately doomed to failure.”
Why Phyllis Borzi is Now Pessimistic On the Plight of a Uniform Fiduciary Standard
“In 5 years, I think investors will be considerably worse off if SEC does go forward with its proposals without substantial change.”
What Will the Fiduciary Standard Look Like in Five Years?
Still, if one has confidence the marketplace will drive the industry towards focusing on the best interests of clients, then a de facto fiduciary standard can emerge organically, without overt reliance on regulators.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/7/18
MEPs, Fees, and Leveling the ETF playing field.
The SEC’s “Best Interest” Proposal – A Step Forward or a Set Back?
We asked financial professionals across the nation for their thoughts on the SEC’s effort. As you might imagine, it’s clear Regulation Best Interest has some good points and some not-so-good points.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/31/18
Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the business of supporting these fine folks. If you smile when you read these entertaining snippets, well, that’s the idea. If you think we’re missing something […] Read Full Article
DOL Fiduciary Rule Post-Mortem: How Long Will the Taste Linger?
Is the DOL’s Defunct Rule a Fiduciary Obi-Wan: More Powerful Dead Than Alive?
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The materials at this web site are maintained for the sole purpose of providing general information about fiduciary law, tax accounting and investments and do not under any circumstances constitute legal, accounting or investment advice. You should not act or refrain from acting based on these materials without first obtaining the advice of an appropriate professional. Please carefully read the terms and conditions for using this site. This website contains links to third-party websites. We are not responsible for, and make no representations or endorsements with respect to, third-party websites, or with respect to any information, products or services that may be provided by or through such websites.










