DOL
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/24/14
DOL aims its sites, is the brokerage model going extinct? and the problems with bonds
Exclusive Interview with Investor Advocate Kathleen McBride: SIFMA Seeks to Protect Business Model Where Client Serves Broker, Not the Fiduciary Model Where the Broker Protects the Client
“There’s a relatively simple solution to this. Eliminate the broker-dealer exemptions and the ERISA exceptions.”
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/17/14
Regulators warn, fiduciary fades and making the same old investment mistakes.
Wall Street’s Whipping Boy and a World Without a Fiduciary Standard
Ron Rhoades explains how and why we lost the fiduciary standard and why that might be a good thing for bona fide fiduciaries.
Compliance Headaches Coming for 401k Plan Sponsors Due to New Fiduciary Regs in 2014?
What might surprise you the most is how easily the industry will adapt to the new fiduciary guidelines.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/3/14
Looking ahead at the DOL and Did FINRA just Fold?
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/27/13
Puerto Rico shows America the way, the DOL brings out the big gun and the Fee Disclosure Fiasco.
Exclusive Interview: Omnipresent Marcia Wagner on All Things ERISA
“I see the greatest exposure in not being clear as to what the fees are and what they are for.”
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