DOL
Exclusive Interview with Ary Rosenbaum: The 3 Biggest Compliance Obstacles for 401k Plan Sponsors
Here’s a quick overview of the most important facts surrounding key regulatory laws and rules, with some practical legal advice thrown in.
408(b)(2) Compliance and the Service Provider List
Fee Disclosure must be done by service. 401k plan sponsors relying on bundled service providers might be in for a surprise.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/2/12
Politicians want to milk the 401k cash cow, the DOL catches the industry with its pants down and just who does really benefit from the new Fee Disclosure Rule?
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/24/12
The Fiduciary Battle reignites while the Fee Wars heat up, investors search for fixed income and states look to dump pensions and go the 401k route.
401k Plan Sponsors and the Risk of Fiduciary Liability
Things just got a lot tougher for plan sponsors. Here’s what expert ERISA attorneys have to say.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/17/12
Washington attacks 401k plans as states move to convert DB plans to DC plans, fiduciary advocates take off the gloves, annuities replace TDFs as favorite whipping boy and more.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/10/12
Mixed reviews on dual IRS/DOL announcement; Surveys indicate 401k plan sponsors might be in for an awful surprise; and, is the Annuity the financial industry equivalent of the Chevy Volt?
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/3/12
This was the week we were all waiting for from the DOL. What we didn’t expect was the surprise from the IRS and the bipartisan agreement from two former SEC chairmen.
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