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Tag "DOL"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/31/13

The week reveals the sometimes uncomfortable truth about fees, fiduciary and fixed income.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/24/13

Does more DC talk mean less action? Slowdown, Fiduciary Standard, you move too fast, and more about investment bubbles.

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Exclusive Interview with CFA’s Barbara Roper: Why a Fiduciary Standard Helps All Investors and 401k Plan Sponsors

America’s leading investor advocate explains why we need a fiduciary standard and why we should have never been having this debate in the first place!

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/17/13

Post IRS, can DC be trusted with Fiduciary? Meanwhile, pop culture tries to define Fiduciary as there appears to be something strange brewing in the markets.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/3/13

A rising market leads to sunshine, happiness and the comforting feeling that everything will be all right. Read this if you’re not fooled into complacency.

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Has SEC Unfairly Rigged Its Fiduciary Questionnaire?

The SEC is asking “how do we constrain fiduciary” instead of the other way around.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/19/13

Industry slams Obama Retirement Tax Plan, the coming Fiduciary Showdown and back to the old normal regarding investments.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/5/13

Do we need to re-educate policy makers on the concept of the Ponzi Scheme? IRA Rollovers – Good or Bad? Are Advisers charging too little?

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5 Fiduciary Facts the DOL Wants Every 401k Plan Sponsor to Know

If maintaining fiduciary due diligence were easy, they wouldn’t publish a list like this.

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DOL Smacks 401k Adviser for 12b-1 Fiduciary Breach. Plan Sponsors Next?

An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.

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