The SEC is asking “how do we constrain fiduciary” instead of the other way around.
Tag "DOL"
Industry slams Obama Retirement Tax Plan, the coming Fiduciary Showdown and back to the old normal regarding investments.
If maintaining fiduciary due diligence were easy, they wouldn’t publish a list like this.
An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.
Washington talks of scrambling nest eggs, DOL smacks poor fiduciaries and silly season for investments.
Tax reform to take bite of 401ks? Can SEC draw fire from both sides? What is ‘Plan B’ for fees?
Tax your retirement plan? 12b-1 fees don’t work? SEC opens Fiduciary Standard cost comment period? and more!
If all these researchers consistently show investors make less money going through brokers, why are brokers still in business?
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/3/13
A rising market leads to sunshine, happiness and the comforting feeling that everything will be all right. Read this if you’re not fooled into complacency.