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Tag "Fiduciary Rule"

DOL Fiduciary Rule’s Conflict-of-Interest Split Personality

    DOL Fiduciary Rule’s Conflict-of-Interest Split Personality

The DOL’s new Rule both discourages and permits continued conflicts-of-interest.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/6/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/6/16

Compliance how-to, fiduciary confusion, and more investing common sense.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/22/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/22/16

Regressing to the Retirement Plan Mean, Mapping the Brave New Fiduciary World, and is your Risk out of Date?

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“Excessive” 401k Fees Often in the Eye of the Fund Holder

    “Excessive” 401k Fees Often in the Eye of the Fund Holder

Absent any objective definition of ‘excessive’ and ‘reasonable,’ does the Conflict-of-Interest Rule have any real meaning, or is it merely another potentially lucrative cash-flow stream for class action attorneys courtesy of your friendly neighborhood government regulator?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/22/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/22/16

Policy Insanity, Now the Real Fiduciary Questions, and Back to Investing Basics

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Exclusive Interview with Knut Rostad: DOL’s Fiduciary Rule Grandfather Clause Does Not Protect Investors

    Exclusive Interview with Knut Rostad: DOL’s Fiduciary Rule Grandfather Clause Does Not Protect Investors

He says it doesn’t pass the basic smell test, and that’s just warming up…

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/15/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/15/16

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New Fiduciary Rule: What the DOL Got Right, Came Close on, and Missed Entirely

    New Fiduciary Rule: What the DOL Got Right, Came Close on, and Missed Entirely

Any regulation that requires 10 pages of explanation for every page of regulation is bound to have something good, something not-quite-good-enough, and something not-so-good.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/8/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/8/16

Fiduciary 24/7; Hidden Fees; and the Bleeding Begins…

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A Brave New World for 401k Plans Sponsors without Conflict-of-Interest Fees

    A Brave New World for 401k Plans Sponsors without Conflict-of-Interest Fees

Without conflict-of-interest fees like 12b-1 fees and revenue sharing, the world becomes a lot simpler for 401k plan sponsors and a lot safer for plan participants.

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