Between the IRA Rollover matter and the redefinition of “regular services,” there is no shortage of ways to chip away at the new Rule. What might be one way we can expect to see the industry attack the Rule in front of a judge?
Tag "FINRA"
Here’s an inside look at what’s been making all those headlines the last few years, and maybe what might be making headlines in the next few years.
Compliance mixed bag, SEC BI DOA? and “Investments: The Sequel”
The states go marching on, fee posse grows, and “Too Good to be True”
Risk without reward, fiduciary law precedent, and, yes, high fees are bad.
Still, if one has confidence the marketplace will drive the industry towards focusing on the best interests of clients, then a de facto fiduciary standard can emerge organically, without overt reliance on regulators.
FutureWorld of Retirement, The Zombie Fiduciary, and Treating Social Security Like a Bond.
Be careful what you wish for because sometimes the cure can be worse than the disease.
The rise of the 401k-hater, the devil in the fiduciary details, and bad investment ideas.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/19/19
Retirement policy potpourri, New Jersey fiduciary, and the investment gamut.