FINRA
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 7/26/13
Pension Ponzi run amok, rebooting 408(b)(2) and the folly of investment products.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 6/14/13
Regulators regulating, advocates advocating and sacrificing sacred cows.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/18/13
Proof retirees don’t want annuities, brokers try to make the fiduciary issue their issue and more bad investment decisions.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/11/13
403(b) ills, a fiduciary stew and the return of investment performance.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/14/12
More taxing threats, defining fiduciary down and the failure of fee disclosure.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 7/13/12
Corporate pension woes continue as the industry tries to regulate itself before the regulators do and everybody’s talking about fees.
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 5/13/11
What popular investment products appears poised to be the next one to self-destruct? A strange occurrence in Washington bodes ill for the Fiduciary Standard – but does it really matter? Meanwhile, we learn the costs of two generations of lost public pension policy – from a third world country!
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 2/4/11
It really doesn’t appear the SEC is serious about the fiduciary standard. It seems more interested in using it as a pawn in a looming partisan fight. Where does this leave the proponents of the fiduciary standard? What other alternatives do they have?
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