Skip Schweiss
What Will the Fiduciary Standard Look Like in Five Years?
Still, if one has confidence the marketplace will drive the industry towards focusing on the best interests of clients, then a de facto fiduciary standard can emerge organically, without overt reliance on regulators.
Fiduciary Standard Quandary: First Avoid “Harm”onization
Be careful what you wish for because sometimes the cure can be worse than the disease.
Fiduciary Rule SNAFU: What Happened, What Happens Next, and Does It Really Matter?
In the final analysis, we may get the best of both worlds, a reduced regulatory compliance burden with a market that imposes the fiduciary standard.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/3/16
Fiduciary suit, a fee Gotcha! and an indexing Oops!
Exclusive Interview: Skip Schweiss Calls Disclosure “Terrible,” Says It Would “Confuse” Investors
Schweiss says forcing brokers to abide by a fiduciary standard probably is “not a good strategy any more” and the government is no longer a viable part of the fiduciary solution.
Has SEC Unfairly Rigged Its Fiduciary Questionnaire?
The SEC is asking “how do we constrain fiduciary” instead of the other way around.
Community Links
Tags
Disclaimer
The materials at this web site are maintained for the sole purpose of providing general information about fiduciary law, tax accounting and investments and do not under any circumstances constitute legal, accounting or investment advice. You should not act or refrain from acting based on these materials without first obtaining the advice of an appropriate professional. Please carefully read the terms and conditions for using this site. This website contains links to third-party websites. We are not responsible for, and make no representations or endorsements with respect to, third-party websites, or with respect to any information, products or services that may be provided by or through such websites.