Here’s a quick overview of the most important facts surrounding key regulatory laws and rules, with some practical legal advice thrown in.
Tag "Uniform Prudent Investor Act"
You won’t find it in the dictionary but you’re likely to find it in every 401k plan.
First the bad news: The client isn’t always right. Now the worse news: If you listen to the client you’ve just bitten off a chunk of fiduciary liability. How did you get in this mess in the first place?
