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Posts From Christopher Carosa, CTFA

Five Forlorn 401k Flops To Forever Forsake

    Five Forlorn 401k Flops To Forever Forsake

This week is all about those wayward 401k features that are well beyond their expiration date. Careful, though. In the process, you’ll see what’s garbage to one is a work of art to another.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/9/23

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/9/23

Half and half is what you get. Some new compliance matters, but also an irritatingly old view that should have died a long time ago.

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Five Fast & Fabulous 401k Fixes

    Five Fast & Fabulous 401k Fixes

Well, if we’re thinking outside the box, why not go big? It turns out, retirement planning isn’t just about accumulating sources of future funds.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/2/23

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/2/23

Catastrophe, taking a break, and TIPS-e-canoe

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Five Favorite 401k Features We Can’t Live Without

    Five Favorite 401k Features We Can’t Live Without

This week we’ll be focusing on those favorite features as judged by the retirement plan professionals we interviewed. Don’t be surprised if over the next few weeks you discover that one provider’s treasure is another provider’s trash.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/26/23

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/26/23

Warnings from the Hill, waiting for Godot (again), and one step forward two steps back.

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What Professional Fiduciary’s Really Think Are 401k Plan Sponsors’ Biggest Challenge

    What Professional Fiduciary’s Really Think Are 401k Plan Sponsors’ Biggest Challenge

The root of these broader fiduciary concerns lies within the domain of compliance. Everything derives from what the regulators require, what any DOL audit might look at, and what might pique the interest of class-action attorneys.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/19/23

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/19/23

Catch-up if you can, retreat and reload, and consequences.

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401k Plan Sponsor Challenges From A Professional Fiduciary’s Point Of View Per ChatGPT

    401k Plan Sponsor Challenges From A Professional Fiduciary’s Point Of View Per ChatGPT

Oddly the first question, the one asked from the plan sponsor’s perspective, came back with a slightly different answer (identifying appropriate investment options and then providing employee education regarding those options). This second question, from the professional fiduciary’s outlook, adds a bit of emphasis on fees. Are the different responses significant? Is the similarity in responses a problem?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/12/23

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/12/23

Social Security worries, another stab at a fiduciary rule, and what comes after ESG?

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