Fiduciary News

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Posts From Christopher Carosa, CTFA

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/24/13

Does more DC talk mean less action? Slowdown, Fiduciary Standard, you move too fast, and more about investment bubbles.

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Exclusive Interview with CFA’s Barbara Roper: Why a Fiduciary Standard Helps All Investors and 401k Plan Sponsors

America’s leading investor advocate explains why we need a fiduciary standard and why we should have never been having this debate in the first place!

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/17/13

Post IRS, can DC be trusted with Fiduciary? Meanwhile, pop culture tries to define Fiduciary as there appears to be something strange brewing in the markets.

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401k Plan Sponsors, Star Trek and Fiduciary Duty

    401k Plan Sponsors, <em>Star Trek</em> and Fiduciary Duty

Star Trek’s Fiduciary Rule: The needs of the many (or the client) outweigh the needs of the one (or the fiduciary).

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/10/13

Will small businesses punt 401k plans? How Fiduciary Advocates can fight back. Coming Soon: The Revenge of the Market.

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Institute for the Fiduciary Standard Establishes Frankel Fiduciary Prize

Let’s recognize the researchers, scholars, policymakers, regulators and tireless advocates who work to advance fiduciary principles.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/3/13

A rising market leads to sunshine, happiness and the comforting feeling that everything will be all right. Read this if you’re not fooled into complacency.

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Exclusive Interview: Frontline Producer Explains Controversial 401k Documentary – The Final Take

As bad a some industry players are, it’s always caveat emptor. Both plan sponsors, in their role as fiduciaries, and 401k investors must assume personal responsible and be accountable for their own retirement.

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Exclusive Interview: Frontline Producer Explains Controversial 401k Documentary – The Ugly

In choosing ratings points over debate points, Smith sacrificed the logic of the straight-forward for the pyrotechnics of a religious argument, and, in doing so, lost credibility with that portion of his audience that knew better.

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Exclusive Interview: Frontline Producer Explains Controversial 401k Documentary – The Bad

In that drive for ratings points, producers often – willingly or unwillingly – must make a pact with the devil.

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