Fiduciary News

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Posts From Christopher Carosa, CTFA

DOL Smacks 401k Adviser for 12b-1 Fiduciary Breach. Plan Sponsors Next?

An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/22/13

Washington talks of scrambling nest eggs, DOL smacks poor fiduciaries and silly season for investments.

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Anticipating the Bond Bubble Burst: Protecting Your 401k Plan

Bonds and bond funds alike suffer from rising interest rates, but bonds are protected in ways bond funds are not. Does the typical 401k investor know that?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/15/13

Washington gridlock may save the 401k, bad news for some fiduciaries and an academic shows a certain lack of field experience.

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The Ten “Don’t”s of 401k Investing

You don’t have to part the Red Sea or ascend Mount Sinai to find these goodies!

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/8/13

Tax reform to take bite of 401ks? Can SEC draw fire from both sides? What is ‘Plan B’ for fees?

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Why 401k Investors Chase Performance – and How to Prevent It

The sin of recency consumes far too many investors. How can they help themselves?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/1/13

Tax your retirement plan? 12b-1 fees don’t work? SEC opens Fiduciary Standard cost comment period? and more!

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Yet Another Independent Study Highlights High Conflict-of-Interest Cost to Retirement Investors

If all these researchers consistently show investors make less money going through brokers, why are brokers still in business?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/22/13

DC/DB confusion, the real fiduciary issue and a fee fight breaks out.

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