Fiduciary News

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Posts From Christopher Carosa, CTFA

Finance Pros Sound Off on E*Trade Ad Controversy

A talking baby is cute, but is this a case of the pot calling the kettle black?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/15/13

How to prepare for a DOL Audit, SEC on the brink? and solutions looking for a problem.

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Study: SEC Fiduciary Delay Costing Retirement Investors $1 Billion per Month

Will the scandalous conclusions of this new research take the bloom off of the rose of the 401k plan?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/8/13

Americans to Gov: Don’t Tread on My 401k; Americans to Big Finance: Don’t Tread on My 401k; Americans to Markets: What, me worry?

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7 Simple Saving Secrets Every 401k Investor Should Know

You’d never get me to admit they’d work,… until they did.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/1/13

Borzi’s rise, crying brokers & the coming Fiduciary battle

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Morningstar Star Ratings: Do They or Don’t They Predict?

If you thought Shrödinger’s cat had it tough, wait to read this.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/25/13

Here comes the USCFSB, the problem of taxes and retirement plans and more bad news for TDFs.

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Revamped SEC Website Offers Goodies to Investors

When it comes to investor education, the SEC shouldn’t quit its day job.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/18/13

Proof retirees don’t want annuities, brokers try to make the fiduciary issue their issue and more bad investment decisions.

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