Fiduciary News

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Posts From Christopher Carosa, CTFA

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/25/12

A government 401k policy that actually worked, one that won’t work, another that will work and several 401k ideas that will never work.

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Will Plan Sponsors Leave the Under 30 Crowd Doomed to Repeat 401k History?

Government policy and the hoi polloi might be leading 401k plan sponsors to disaster. Why?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/18/12

Why do they keep insisting 401k is a failure? Why do they keep insisting a fiduciary compromise is consistent with “fiduciary”? Why are young investors doomed to repeat the same mistakes as their elders?

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Survey Threatens SIFMA/FSI Fiduciary Positions

There’s no turning back. The cat is out of the bag. Regulators or not, the marketplace seems to have already made the decision to adopt the fiduciary standard.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/11/12

Meddling politicians, the infantile Fiduciary debate, a DOL surprise and a totally backwards approach to giving investment advice – what more can you ask for?

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New 408(b)(2) “Guide”: Not Necessarily What 401k Plan Sponsors Hoped For

401k plan sponsors may discover the Fee Disclosure Rule may be more hazardous than healthy.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/4/12

The DOL plans to turn up the heat, states look for alternatives to pensions, politicians spout lobbyist talking points, and is the end near for revenue sharing?

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Thoughts on Attending My First fi360 Conference

I was sad when it was over. It was like saying goodbye to old friends. I wanted to stay and keep talking. Oh well, there’s always next year…

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/27/12

States and Feds go in opposite directions on retirement, the fiduciary debate gets hotter and more strangeness in the world of investments.

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It’s Not Just About Knowing the Right Answers…

    It’s Not Just About Knowing the Right Answers…

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