Fiduciary News

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Posts From Christopher Carosa, CTFA

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/9/12

A sneak peek at the Coming Thing for 401k plans, major plan sponsors dramatically reduce investment options and How do you explain America’s love affair with such a poorly performing 401k option?

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408(b)(2) Compliance and the Service Provider List

Fee Disclosure must be done by service. 401k plan sponsors relying on bundled service providers might be in for a surprise.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/2/12

Politicians want to milk the 401k cash cow, the DOL catches the industry with its pants down and just who does really benefit from the new Fee Disclosure Rule?

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Successful 401k Education Programs – Does Yours Measure Up?

Even if you can’t lead him to drink, you still have the fiduciary duty to lead a horse to water.

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The Most Compelling Challenges in 401k Education

Isn’t it best to know this at age 25 – not 65?

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The Primary Objective of a Successful 401k Education Program

Experience might be the best teacher, but it usually comes with age and, for 401k investors, that’s much too late. There’s a simple word that solves all this.

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The 4 Critical Elements of a Successful 401k Plan Education Program

Why is something so critical to success too often ignored? And what represents its greatest challenge to success?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/24/12

The Fiduciary Battle reignites while the Fee Wars heat up, investors search for fixed income and states look to dump pensions and go the 401k route.

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401k Plan Sponsors and the Risk of Fiduciary Liability

Things just got a lot tougher for plan sponsors. Here’s what expert ERISA attorneys have to say.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/17/12

Washington attacks 401k plans as states move to convert DB plans to DC plans, fiduciary advocates take off the gloves, annuities replace TDFs as favorite whipping boy and more.

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