Fiduciary News

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Posts From Christopher Carosa, CTFA

The Most Compelling Challenges in 401k Education

Isn’t it best to know this at age 25 – not 65?

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The Primary Objective of a Successful 401k Education Program

Experience might be the best teacher, but it usually comes with age and, for 401k investors, that’s much too late. There’s a simple word that solves all this.

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The 4 Critical Elements of a Successful 401k Plan Education Program

Why is something so critical to success too often ignored? And what represents its greatest challenge to success?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/24/12

The Fiduciary Battle reignites while the Fee Wars heat up, investors search for fixed income and states look to dump pensions and go the 401k route.

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401k Plan Sponsors and the Risk of Fiduciary Liability

Things just got a lot tougher for plan sponsors. Here’s what expert ERISA attorneys have to say.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/17/12

Washington attacks 401k plans as states move to convert DB plans to DC plans, fiduciary advocates take off the gloves, annuities replace TDFs as favorite whipping boy and more.

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Why 401k Plan Sponsors and Investors Lack Cupidity for the Annuity

When the IRS press conference leaves reporters with unanswered questions, reporters turn to industry pros to get a better view of the issue.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/10/12

Mixed reviews on dual IRS/DOL announcement; Surveys indicate 401k plan sponsors might be in for an awful surprise; and, is the Annuity the financial industry equivalent of the Chevy Volt?

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Due Diligence has New Vanguard “Low-Cost” Product Opening to Mixed Reviews

Lesson: Always read the fine print. If it’s too good to be true, it usually is.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/3/12

This was the week we were all waiting for from the DOL. What we didn’t expect was the surprise from the IRS and the bipartisan agreement from two former SEC chairmen.

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