Fiduciary News

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Posts From Christopher Carosa, CTFA

Exclusive Interview with Ron Rhoades: Revenue Sharing – Two Hats are Worse than One

The adage you can’t serve two masters is as old as the Bible. So why are 401k plan sponsors making this mistake and why is the DOL allowing them to do so?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/27/12

The war for the fiduciary begins to shift arenas, we learn the downside of “low-cost” and all indications are the financial industry still hasn’t learned the root cause of the 2008 crisis.

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The Best Way 401k Plan Sponsors Can Benchmark Their Plans

Want to know some real, reliable and independent sources of 401k benchmarking data? Read on.

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Are 401k Plan Sponsors Making the Fiduciary Grade?

How a common grade school device can help immediately improve your 401k plan.

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Benchmarking: The Key to a 401k Plan Sponsor’s Fiduciary Compliance Review

Reviewing the history of your 401k plan creates a foundation for a good fiduciary compliance review – but may reveal cracks that need to be filled in first.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/20/12

Focus this week on how to lower 401k plan sponsor liability and an early warning on the coming onslaught of poorly written mass media articles on 401k fees.

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Five Areas 401k Plan Sponsors Must Address to Reduce Fiduciary Liability

You can count the most important areas 401k plan sponsors must address on one hand. Here they are.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/13/12

More bad news for Target Date Fund fans and fans of the Fiduciary Standard, but DOL stands firm on Fee Disclosure Rule timing.

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401k Plan Sponsor Concern: Target Date Funds Still Broke

What the stress test of Q3 2011 tells us about what the Target Date Fund industry learned from 2008 – and what it didn’t.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/6/12

The industry begins to accept the eventual fiduciary rule while rumors swirl on whether the Fee Disclosure Rule will be delayed.

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