Fiduciary News

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Posts From Christopher Carosa, CTFA

Market Regulation: Boon or Bane to 401k Plan Sponsors & Investors?

What famous logical fallacy might explain how Washington dooms 401k fiduciaries and their investors?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 7/29/11

As the lobbyists get their Congressional minions to put the heat up on the DOL, a recent spat of investment articles accidentally show the need for a true fiduciary standard.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 7/22/11

After two weeks in the Old Country, the Old Contributing Editor would prefer to have the jet lag wear off before putting pen to paper (or is it fingertip to keyboard?).

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 7/15/11

What’s an article look like when the editor is off discovering his roots in the Old Country?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 7/08/11

You’d never guess what editors come up with on a short holiday week.

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Momentum Builds to Place IRAs Under Fiduciary Umbrella

Having no idea what the fiduciary means, and worse, not caring, most IRA R/O investors are sheep heading for their (financial) slaughter. Not anymore, if the DOL’s Phyllis Borzi has her way.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 7/01/11

It’s a tale of two regulators. One wants to play politics while the other wants to accomplish something. Meanwhile, ETFs continue to get mixed reviews.

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Ex-Employees Who Don’t Rollover – Will 401k Fees Increase Plan Sponsor Liability?

Unfortunately, 401k plan sponsors cannot serve two masters – the existing employees and the former employees. Here’s why.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 6/24/11

Do you get the feeling a this fee talk is just sleight-of-hand? There are so many fees, no wonder why investors are confused between the fees that matter and the fees that don’t matter.

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Why Should 401k Plan Sponsors Care What Others Think About the Fiduciary Standard?

The result of a new J.D. Power & Associates survey poses a double jeopardy for 401k plan sponsors. In the end, though, there’s only one correct answer to the question.

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