Fiduciary News

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Posts From Christopher Carosa, CTFA

Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 1/14/11

As the world waits for the SEC to declare their decision on the fiduciary standard, the media spits out its last thoughts before the regulator makes its announcement.

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Exclusive Interview: Boston ERISA Legal Author Stephen Rosenberg Explains DOL’s New Fiduciary Definition

Did the DOL just upstage the SEC? Or merely raise the liability for the 401k fiduciary?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 1/7/11

The major media tries to say something on the industry and falls flat. Meanwhile, the industry journalists write about things that matter, but only insiders read.

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Should What DOL’s New Regs Reveal about Most Widely Held 401k Mutual Funds Worry Plan Sponsors?

The question remains: Do the new DOL mutual fund reporting requirements merely add to the worries of 401k plan sponsors?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 12/31/10

An otherwise quiet news week produces a flurry of stories on one single under-reported issue: coincidence or not?

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The Five Most Widely Read Fiduciary News Stories in 2010 (Part II of II)

Does the most widely read Fiduciary News story in 2010 reflect a latent concern among 401k fiduciaries or does is represent an eerie omen?

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Top Ten Most Widely Read Fiduciary News Stories in 2010 (Part I of II)

If you’ve been floating in space for the past twelve months, have no fear as these articles are the ones you most want to read to catch up on the happenings of 2010.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 12/24/10

For a slow news week a surprising number of hard-hitting news articles.

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Will DOL’s New Mutual Fund Fee Disclosures Mislead 401k Investors?

“What is intended to help participants, may hurt them as their decisions are driven by confusion and data overload.”

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DOL’s New Performance Reporting Requirements: A Boon or a Risk to the 401k Fiduciary?

The DOL’s new requirements offer some good and some bad news. The question is do the benefits of the good offset the dangers of the bad? Discover both in this article.

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