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Posts From Christopher Carosa, CTFA

Exclusive Interview: Mike Alfred Provides Insight into BrightScope’s 2nd Annual List of the Top 30 401k Plans

Should mutual funds give fee breaks to large plans only? See what BrightScope’s Mike Alfred says.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 12/10/10

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401k 2.0 – A Proposal

Isn’t it ironic that the very people who 401k plans were created to benefit have decided it’s easier to ignore the maze than to constructively participate. Allowing the 401k to evolve up to today’s technology will solve many problems.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 12/3/10

In a week that featured the DOL’s new Target Date Fund disclosure proposal, angst over delayed reforms remains.

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Fiduciary Checklist: Target Date Problems vs. DOL Proposed Rule

It’s not like folks hid their Target Date Fund gripes. The question is: Was the DOL on target with its new disclosure rules?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 11/26/10

Some surprises of shoddy reporting in what might normally be considered a quiet week. And some good reporting, too.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 11/19/10

Join us in giving thanks to all the news that 401k plans generate. There’s a special gem this week – maybe a hint at how the SEC will rule on the fiduciary standard.

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New Study Explains Why the 401k Match FAILs

Pre-publication draft of new study sheds new light on the value – or lack thereof – of 401k matching and participant education. In a Fiduciary News exclusive, one of the study’s authors suggests a solution.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 11/12/10

An expected study reveals ETFs may be more dangerous than originally thought – and the nearly trillion dollar industry tries to shoot holes in it. Meanwhile, are we taking a giant step backward in reforming 12b-1 fees and the fiduciary standard?

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Will 401k Plan Sponsors Wonder: Doth the 12b-1 Industry Protest Too Much?

Was a major financial professional organization covering up some important data in their comment letter to the SEC? Or is the industry’s 401k defense of 12b-1 fees much ado about nothing?

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