Astute fiduciaries understand this danger. They can proactively head off turbulence before the waters get particularly bad.
Posts From Christopher Carosa, CTFA
Changes coming at the DOL, changes coming at the SEC, and changes coming in the market.
As you’ll see in a moment, there are situations when it does make sense to sell short that are consistent with one’s fiduciary duty. Still, the dangers are there and it’s best to proceed into this financial minefield only with the most expert of advice.
Pensions vs. 401ks, fiduciary, it’s all in the name, and the end of index funds?
In the end, though, you must remember the PEP is brand new. Not all offerings will offer the same advantages. Some may be designed specifically to forego one advantage to emphasize another.
Regulations Changing, Fiduciary Stagnating, and Goals-a-Go-Go.
In the coming ascendency of 401k PEPs, here’s what might surprise you, and here’s what might disappoint you.
IRA MIA, waiting for fiduciary, and Bogle’s Frankenstein.
Here things get a little familiar for companies with pre-existing stand-alone 401k plans (but may need to be discovered by those without plans).
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/12/21
Regulatory Reset, Fiduciary Status Quo, and the Investment Unknown