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Posts From Christopher Carosa, CTFA

The Fiduciary Perils of Selling Short

    The Fiduciary Perils of Selling Short

As you’ll see in a moment, there are situations when it does make sense to sell short that are consistent with one’s fiduciary duty. Still, the dangers are there and it’s best to proceed into this financial minefield only with the most expert of advice.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/29/21

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/29/21

Pensions vs. 401ks, fiduciary, it’s all in the name, and the end of index funds?

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3 Reasons Companies Should Ditch Their Stand-Alone 401k And Join A 401k PEP

    3 Reasons Companies Should Ditch Their Stand-Alone 401k And Join A 401k PEP

In the end, though, you must remember the PEP is brand new. Not all offerings will offer the same advantages. Some may be designed specifically to forego one advantage to emphasize another.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/22/21

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/22/21

Regulations Changing, Fiduciary Stagnating, and Goals-a-Go-Go.

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Exclusive Interview: Terrance Power Says 401k PEPs Showing “Upmarket Surprise”

    Exclusive Interview: Terrance Power Says 401k PEPs Showing “Upmarket Surprise”

In the coming ascendency of 401k PEPs, here’s what might surprise you, and here’s what might disappoint you.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/15/21

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/15/21

IRA MIA, waiting for fiduciary, and Bogle’s Frankenstein.

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Do 401k MEP/PEPs Really Reduce Fiduciary Liability for Member Companies?

    Do 401k MEP/PEPs Really Reduce Fiduciary Liability for Member Companies?

Here things get a little familiar for companies with pre-existing stand-alone 401k plans (but may need to be discovered by those without plans).

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/8/21

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/8/21

SOS for Social Security, forgotten fees, and investment odds.

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Plan Sponsor Primer: How is an Open 401k MEP/PEP Different From a Stand-Alone 401k Plan?

    Plan Sponsor Primer: How is an Open 401k MEP/PEP Different From a Stand-Alone 401k Plan?

Only time will tell, but the smart money is that open 401k MEP/PEPs are a game-changer. Are you planning to sit on the bench or are you suiting up and getting ready to wade in?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/1/21

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/1/21

New laws, new regs, and old warnings.

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