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Posts From Christopher Carosa, CTFA

This is How 401k Plan Sponsors Get Education Answers to These Three F-Words

    This is How 401k Plan Sponsors Get Education Answers to These Three F-Words

401k plan sponsors have a renewed focus on the three F-words of offering employee retirement benefits: Fiduciary, Fees, and Financial Wellness. Here’s how plan sponsors answer questions related to each of these three F-words.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/26/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/26/19

Promising Policies (Again), As the Fiduciary Word Turns, and Are Fees Too Low?

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What Will Replace “Fiduciary”?

    What Will Replace “Fiduciary”?

Regulators (including the DOL) seem intent on splitting the baby in half by allowing two incompatible business models – one fiduciary with no self-dealing fees, the other non-fiduciary with conflict-of-interest fees – to coexist within the same market. Does this mean “fiduciary” has lost its inherent advantage?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/19/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/19/19

In-SECURE feelings, reading the fee leaves, and as the DOL turns over.

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What are 401k Plan Sponsors Interested in Most Right Now?

    What are 401k Plan Sponsors Interested in Most Right Now?

Here’s quick read with a surprise reveal. Can you find it?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/12/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/12/19

Reg “Son-of-a” BI, a necessary “Fee”-vil, and the coming ESG kerfuffle

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Does “Fiduciary” Matter Anymore?

    Does “Fiduciary” Matter Anymore?

Was “fiduciary” done in by over-saturation? Or was it the victim of a super successful negative campaign? Or is there something missing in our analysis?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/5/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/5/19

Cal Shakes Retirement, Brokers Proest BI, and the Market Was Open on Friday.

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5 Top Education Topics 401k Plan Sponsors Need To Ask About But Don’t

    5 Top Education Topics 401k Plan Sponsors Need To Ask About But Don’t

There’s always something new under the sun, and that means there’s always educational topics 401k plan sponsors should be asking about but aren’t. Hopefully, this list will inspire more curiosity and lead to better informed employees.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/28/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/28/19

Compliance basics, fiduciary reg irrelevance, and belly up to the investment bar.

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