Regulators (including the DOL) seem intent on splitting the baby in half by allowing two incompatible business models – one fiduciary with no self-dealing fees, the other non-fiduciary with conflict-of-interest fees – to coexist within the same market. Does this mean “fiduciary” has lost its inherent advantage?
Posts From Christopher Carosa, CTFA
Here’s quick read with a surprise reveal. Can you find it?
Reg “Son-of-a” BI, a necessary “Fee”-vil, and the coming ESG kerfuffle
Was “fiduciary” done in by over-saturation? Or was it the victim of a super successful negative campaign? Or is there something missing in our analysis?
Cal Shakes Retirement, Brokers Proest BI, and the Market Was Open on Friday.
There’s always something new under the sun, and that means there’s always educational topics 401k plan sponsors should be asking about but aren’t. Hopefully, this list will inspire more curiosity and lead to better informed employees.
Compliance basics, fiduciary reg irrelevance, and belly up to the investment bar.
The height of absurdity was in 2017, when Long Island Ice Tea Corp changed its name to Long Blockchain Corp and its shares soared.
Ascending States, Conflicts in Paradise, and Unicorns and Rainbows.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/19/19
In-SECURE feelings, reading the fee leaves, and as the DOL turns over.