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Posts From Christopher Carosa, CTFA

Exclusive Interview with Phyllis C. Borzi: Independent “Business Decisions” May Lead Companies to Apply Fiduciary Standard Broadly

    Exclusive Interview with Phyllis C. Borzi: Independent “Business Decisions” May Lead Companies to Apply Fiduciary Standard Broadly

The DOL’s Assistant Secretary reveals how she and her staffed learned from initial attempts and why it led to a much stronger Conflict-of-Interest Rule.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/16/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/16/16

Take a look at these investment stories – do they make you hearken back to younger years?

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When it Comes to Fiduciary Liability, 401k Plan Sponsors Must Determine if Bigger is Better… or Worse

    When it Comes to Fiduciary Liability, 401k Plan Sponsors Must Determine if Bigger is Better… or Worse

When the time comes for class action attorneys to scan the field for prospective litigation opportunities, they start from the biggest classes and work their way down.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/9/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/9/16

A signpost of hope, the other (Fiduciary) shoe, and an emperor unclothed.

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7 Deadly Sins Every ERISA Fiduciary Must Avoid: The 6th Deadly Sin – Not-So “Modern” Portfolio Theory

    7 Deadly Sins Every ERISA Fiduciary Must Avoid: The 6th Deadly Sin – Not-So “Modern” Portfolio Theory

What if I told you that something vital to top business schools, the financial services industry, your business and your clients’ success and satisfaction doesn’t work as advertised?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/2/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/2/16

Shotgun compliance, fiduciary naivete, and free markets trump high fees.

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How the 401k Fiduciary Can Help Retirement Savers Make Better Decisions (Part II)

    How the 401k Fiduciary Can Help Retirement Savers Make Better Decisions (Part II)

A five-point plan all 401k plan sponsors can implement right now to help employees make better retirement saving decisions.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/26/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/26/16

State-Run Conspiracy, Targeting Conflicted Fees, and Marxist-Indexism

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How the 401k Fiduciary Can Help Retirement Savers Make Better Decisions (Part I)

    How the 401k Fiduciary Can Help Retirement Savers Make Better Decisions (Part I)

“The want/should dichotomy addresses headed on the conflict between the instantaneous gratification derived from buying something today and the delayed gratification inherent in saving more for retirement.”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/19/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/19/16

Public pension follies, the fog of the fiduciary war, and those college lawsuits might just surprise you – but not for reasons you think.

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