Fiduciary News

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Posts From Christopher Carosa, CTFA

Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

    Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

Ron also says to “sunset” BICE, eliminate all conflicts-of-interest, and don’t trust FINRA.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/13/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/13/15

More myIRA, SEC’s turn at Fiduciary, and rate hike worries.

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Will New DOL Rule Contain Fiduciary Surprise for 401k Recordkeepers?

    Will New DOL Rule Contain Fiduciary Surprise for 401k Recordkeepers?

While everyone’s talking about the potential impact the DOL’s proposed new Fiduciary Rule will have on IRAs and the brokerage industry, the greater impact may be on recordkeepers within the 401k industry.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/6/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/6/15

myRA, Fiduciary tea leaves, and investment fads and facts.

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Tips on How to Both Save for Retirement and Pay Off Student Loans

    Tips on How to Both Save for Retirement and Pay Off Student Loans

Paying student loans and saving for retirement is not an either/or, it’s an imperative.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/30/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/30/15

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/23/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/23/15

401k “Crisis,” Fiduciary head-fake, and QLAC as savior?

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Exclusive Interview: ERISA Attorney Stephen Rosenberg Says Litigation’s Legacy is Improved Plan Design

    Exclusive Interview: ERISA Attorney Stephen Rosenberg Says Litigation’s Legacy is Improved Plan Design

Comments on the fiduciary standard, reducing liability, and what his clients are asking.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/16/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/16/15

A spreading menace, investors don’t know fiduciary, and have index funds jumped the shark?

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