Yes, the DOL exposed the folly of treating tax-deferred vs. taxable accounts differently, but the real issue remains that “advisers” and “advisors” are not held to the same regulatory standard. With or without the current DOL Rule, this is the vital question that needs to be answered.
Commentary
Millennial-Centric Retirement Policy, Fiduciary by any other name, and Why the latest Fiduciary Rule fee move shouldn’t surprise you.
Retirement Policy Ideas, Grasping for Fiduciary Straws, and Redefining Fees.
Wither regulators? Wither fiduciary? and Zeroing in on fees.
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Public pension ugliness, the fiduciary fog, and a fee line in the sand.
Who’s to blame for the retirement crisis, a whole new fiduciary world, and condemned to repeating investment history.
Taking responsibility, Greek fiduciary tragedy, and questioning investing.
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Government Resources
- DOL: elaws – ERISA Fiduciary Advisor
- DOL: Fiduciary Education Campaign: Getting It Right – Know Your Fiduciary Responsibilities
- DOL: Getting Ready for Changes In Filing Your Plan’s Annual Return/Report Form 5500
- DOL: Meeting Your Fiduciary Responsibilities
- DOL: Reporting and Disclosure Guide for Employee Benefit Plans
- DOL: Selecting An Auditor For Your Employee Benefit Plan
- DOL: Selecting And Monitoring Pension Consultants
- DOL: Tips For Selecting And Monitoring Service Providers For Your Employee Benefit Plan
- DOL: Understanding Retirement Plan Fees And Expenses
- DOL: What You Should Know About Your Retirement Plan










FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/9/16
Retirement policy crossroads, the long good bye of fiduciary, and functional redundancy.