Compliance

5 Fiduciary Facts the DOL Wants Every 401k Plan Sponsor to Know

If maintaining fiduciary due diligence were easy, they wouldn’t publish a list like this.

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What Will 2013 Bring to the World of 401k?

Two experts feel we’re on the cusp of a major milestone, two experts don’t. You’re the tie-breaker. What do you believe?

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Will Fiscal Cliff Deal Harm 401k Investors?

Either way, messing with the tax code will hurt current and future retirees.

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The Easiest Way to Reduce Personal Fiduciary Liability for Plan Sponsors and Other Non-Professional Trustees

It’s the greatest cause of anxiety among plan sponsors, yet it’s so easy to address.

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Why the Fiduciary Standard Can’t Live in Harmony

Is the call for “harmonizing” the SEC and DOL versions of the fiduciary standard merely a ruse to thwart the entire effort?

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The Role and Responsibilities of the Individual Trustee

If this doesn’t scare you…

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Experts Sound Off on DOL’s 401k MEP Advisory Opinion

Did the DOL just cut off the best chance for small businesses to offer low cost retirement plans to their employees?

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Will Broker Evolution Obviate the Fiduciary Standard Debate?

The anti-fiduciary standard tirade may merely be the tired last gasps of a once thriving business model.

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