Compliance
The 3 Most Critical Concerns of Small 401k Plan Sponsors
In the end, this all comes down to one final concern, and it’s one that is typically not even considered.
The DOL’s New Back To The Future “ESG” (a.k.a. “Fiduciary”) Rule
This has long been demanded of fiduciaries. Nearly two centuries ago in Harvard College v. Amory, the Massachusetts court promulgated what has become known as the “prudent man rule.”
What Trump vs. Biden Means to 401k Plan Sponsors and the Typical Plan Fiduciary
Before you start to panic, take a deep breath and relax. The retirement savings industry is an aircraft carrier. It can’t turn on a dime.
5 Big Overlooked Fiduciary Errors 401k Plan Sponsors Are Making Right Now
Sometimes when you try your best, you still miss something important. And that could be the most dangerous miss you make.
To Vote Or Not To Vote, That Is The Proxy Question For The Retirement Plan Fiduciary
If a fiduciary must vote proxies, following the DOL’s guidance may represent the most practical alternative.
401k Plan Sponsors Look Before You Leap – Do MEPs Really Reduce Fees?
Do you know the answers to the most important MEP/PEP questions – or do you only think you know the answers to the most important MEP/PEP questions?
Will COVID-Related 401k Plan Shrinkages Push Companies to Pooled or State Solutions?
Unless state-sponsored efforts can defy the stultifying reality of any political process, they are unlikely to pivot fast enough to overcome the fast-paced offerings coming from these private sector offerings.
Retirement Plan Pros Speak Out on CARES Act From a Fiduciary Perspective
This isn’t free money. It comes at a price. Many naïve folks might be salivating at the prospect of releasing these big bucks from the prison of their retirement plan… until they read the fine print.
Community Links
Tags
Disclaimer
The materials at this web site are maintained for the sole purpose of providing general information about fiduciary law, tax accounting and investments and do not under any circumstances constitute legal, accounting or investment advice. You should not act or refrain from acting based on these materials without first obtaining the advice of an appropriate professional. Please carefully read the terms and conditions for using this site. This website contains links to third-party websites. We are not responsible for, and make no representations or endorsements with respect to, third-party websites, or with respect to any information, products or services that may be provided by or through such websites.