Conflicts of Interest
Media Short-Cuts on Expense Ratios Can Misdirect 401k Fiduciary Due Diligence
Simply by eliminating all funds with commissions, 12b-1 fees, and revenue sharing from the 401k investment due diligence process can greatly reduce the fiduciary liability exposure to the plan sponsor.
Will Increased 401k Fee Scrutiny Trump DOL’s New Fiduciary Rule?
Fee Disclosure and class-action suits have been the one-two punch that has spurred interest in greater 401k fee scrutiny.
Six Months Later and It’s Now Clear the Current DOL Fiduciary Proposal Worsens Investor Protections
Is the DOL about to give brokers everything they want?
How to Improve 401k Participant Fee Disclosure
They say less is more, and nowhere is that more true than in 401k participant fee disclosure.
Top Ten Reasons Why 401k Participant Fee Disclosure Hurts Employees’ Retirement Prospects
If fee disclosure is a disease, education is the cure.
Why Isn’t 401k Fee Disclosure Working?
Who needs fee disclosure when you have Jerry Schlichter?
12b-1 Fees/Revenue Sharing Add to 401k Plan Sponsor Fiduciary Liability Woes
In some distant future, what fossilized evidence of poor judgment will come back to haunt unsuspecting 401k plan sponsors.
The Best Way Plan Sponsors Should Pay Fees for 401k Fiduciary Advice
Someone who visits the doctor for a regular check-up pays more than someone who doesn’t. Guess which one is healthier.
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