The SEC is asking “how do we constrain fiduciary” instead of the other way around.
Conflicts of Interest
An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.
If all these researchers consistently show investors make less money going through brokers, why are brokers still in business?
A talking baby is cute, but is this a case of the pot calling the kettle black?
A warning is not the same as protection.
When it comes to fees, abide these 3 rules of thumb.
Did the DOL miss the boat by not offering a definitive “apples-to-apples” comparison template?
Any talk of mutual fund expense ratios only diverts attention away from the true issue at hand – what are the true costs of those non-mutual fund products that make up nearly half of all 401k investments?
If a fee falls in the forest, will a 401k plan participant hear it?
