Here’s a quick overview of the most important facts surrounding key regulatory laws and rules, with some practical legal advice thrown in.
Interviews
The adage you can’t serve two masters is as old as the Bible. So why are 401k plan sponsors making this mistake and why is the DOL allowing them to do so?
Did the DOL just upstage the SEC? Or merely raise the liability for the 401k fiduciary?
Should mutual funds give fee breaks to large plans only? See what BrightScope’s Mike Alfred says.
Professor Leeâs research exposes two myths that make it critical for 401k plan sponsors to fully vet all the relevant research as part of their standard due diligence process.
Right now, disclosure is often a boiler-plate after thought, printed in fine-print legalese, not the sort of alarm-bell regulators assume it to be. If a fiduciary knowingly relies on this false siren, what are the risks?
With all the bad investment news in the media, have plan sponsors neglected this positive development?
I wish weâd spend a tenth of the time we spend indoctrinating our kids about drug use and sex helping them understand the basics of money and investing.
Why some target date investors should be furious, why expecting 401k plan sponsors to comment on a change they donât understand would be asking far too much and just see what he says about 12b-1 fees.
Plan sponsors want a more robust way to analyze. This technique may have saved 401k investors significantly last year.