“There’s a relatively simple solution to this. Eliminate the broker-dealer exemptions and the ERISA exceptions.”
Basic Members
Regulators warn, fiduciary fades and making the same old investment mistakes.
Ron Rhoades explains how and why we lost the fiduciary standard and why that might be a good thing for bona fide fiduciaries.
What might surprise you the most is how easily the industry will adapt to the new fiduciary guidelines.
Why did the greatest story of the year only end up #3 on this list?
Puerto Rico shows America the way, the DOL brings out the big gun and the Fee Disclosure Fiasco.
For at least three of these article, you don’t only need to read them, you need to know why others are reading them.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/24/14
DOL aims its sites, is the brokerage model going extinct? and the problems with bonds