Insane compliance, a whole new fiduciary world, and bad news for index funds
Tag "12b-1"

Viewing this content requires a Basic (Free) Membership or better. You are not currently logged in. If you have an account, you may login below, or use the “Log In”

“The SEC systematically failed to enforce for the past two decades, and now the DOL has by necessity forced the issue.”

Don’t be surprised if this collective wisdom confirms certain instincts you have always possessed, drives a stake in the heart of a myth you’ve long embraced, and opens your mind to an idea you’ve never thought to consider.

Ron also says to “sunset” BICE, eliminate all conflicts-of-interest, and don’t trust FINRA.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/11/16
Viewing this content requires a Basic (Free) Membership or better. You are not currently logged in. If you have an account, you may login below, or use the “Log In”