Fiduciary News

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Tag "12b-1"

Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 12/3/10

In a week that featured the DOL’s new Target Date Fund disclosure proposal, angst over delayed reforms remains.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 11/19/10

Join us in giving thanks to all the news that 401k plans generate. There’s a special gem this week – maybe a hint at how the SEC will rule on the fiduciary standard.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 11/12/10

An expected study reveals ETFs may be more dangerous than originally thought – and the nearly trillion dollar industry tries to shoot holes in it. Meanwhile, are we taking a giant step backward in reforming 12b-1 fees and the fiduciary standard?

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Will 401k Plan Sponsors Wonder: Doth the 12b-1 Industry Protest Too Much?

Was a major financial professional organization covering up some important data in their comment letter to the SEC? Or is the industry’s 401k defense of 12b-1 fees much ado about nothing?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 11/5/10

If you’ve come to Fiduciary News for the water, then this week’s trending topics is just for you. It starts with a whole list of bad investment ideas, includes the continuing dilemma of pensions and a fiduciary fight and ends with a future issue.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 10/8/10

What does the Fiduciary Standard, upside down mutual fund conventional wisdom and dullard annuities all have in common?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/17/10

Find out what big PR push a certain sector of the financial industry started this week. Here’s a hint: You can thank Washington.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/3/10

From the Edsel of the mutual fund industry to the “do they really expect us to believe this” of the Fiduciary Standard war to a series of decisions in fiduciary lawsuits, discover the past weeks trending topics.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 8/27/10

Too busy for last week’s news? Here’s a quick synopsis of the major news events and trends impacting the ERISA plan fiduciary.

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SEC’s 12(b)-1 Proposal: Does It Actually Increase 401k Fiduciary Liability?

Fiduciary News interviews an industry spokesman, who, on the condition of anonymity, shares a shocking point in the SEC 12b-1 proposal that has, to date, failed to receive the media coverage one might expect.

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