401k
401k Fiduciary Alert: Regulators Targeting 12b-1 Fees, Is Revenue Sharing Far Behind?
You may not remember this, but several months ago the SEC penalized three AIG affiliates $7.5 million for charging $2 million in extra 12b-1 fees as a result of directing clients into these higher fee share classes when less expensive share classes were available (“SEC fines AIG advisors $9.5M,” CNBC, March 15, 2016). If you […] Read Full Article
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/22/16
Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the business of supporting these fine folks. If you smile when you read these entertaining snippets, well, that’s the idea. If you think we’re missing something […] Read Full Article
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/15/16
Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the business of supporting these fine folks. If you smile when you read these entertaining snippets, well, that’s the idea. If you think we’re missing something […] Read Full Article
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/8/16
Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the business of supporting these fine folks. If you smile when you read these entertaining snippets, well, that’s the idea. If you think we’re missing something […] Read Full Article
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/1/16
Fiduciary Twists, Behavioral Subtleties, and Market Timing Failures.
Best Savings Strategies for Employees with Bad Retirement Plans
Why do we encourage employees to look for blame in their company’s plan when they shoulder the bulk of the responsibility for whether or not they retire in comfort?
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/24/16
Simpler is better, the Fiduciary Paradox, and volatility isn’t risk.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/17/16
Compliance tug of war, John Oliver speaks, and a truce in the passive-active war.
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