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Tag "401k"

Market Regulation: Boon or Bane to 401k Plan Sponsors & Investors?

What famous logical fallacy might explain how Washington dooms 401k fiduciaries and their investors?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 7/29/11

As the lobbyists get their Congressional minions to put the heat up on the DOL, a recent spat of investment articles accidentally show the need for a true fiduciary standard.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 7/08/11

You’d never guess what editors come up with on a short holiday week.

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Momentum Builds to Place IRAs Under Fiduciary Umbrella

Having no idea what the fiduciary means, and worse, not caring, most IRA R/O investors are sheep heading for their (financial) slaughter. Not anymore, if the DOL’s Phyllis Borzi has her way.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 7/01/11

It’s a tale of two regulators. One wants to play politics while the other wants to accomplish something. Meanwhile, ETFs continue to get mixed reviews.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 6/24/11

Do you get the feeling a this fee talk is just sleight-of-hand? There are so many fees, no wonder why investors are confused between the fees that matter and the fees that don’t matter.

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Why Should 401k Plan Sponsors Care What Others Think About the Fiduciary Standard?

The result of a new J.D. Power & Associates survey poses a double jeopardy for 401k plan sponsors. In the end, though, there’s only one correct answer to the question.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 6/17/11

This week we learn to ask the question: “If the regulators don’t care, why should the investors?” Which is like saying “If the police don’t care, why should the victims?” On a brighter note, John Bogle isn’t happy he’s been proven wrong.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 6/10/11

How many different ways can you mention “passive investing” in an article relating to 401k plans? It seems like reporters had a theme last week – and it showed up in the strangest of places.

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How Should a 401k Plan Sponsor Construct an Appropriate Investment Policy Statement?

For those who believe an Investment Policy Statement (IPS) for an ERISA retirement plan helps reduce fiduciary liability, here’s a nine step process for creating a strong IPS.

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