Fiduciary News

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Tag "401k"

Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 10/1/10

Out of The Fiduciary Forum comes a startling revelation – one that may change the way regulators regulate and the way fiduciaries seek to reduce their liability.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/24/10

While pension problems trump annuity ideas and the fiduciary fracas festers, along comes the DOL to remind us they’re still in this game.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/17/10

Find out what big PR push a certain sector of the financial industry started this week. Here’s a hint: You can thank Washington.

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Celebrate 401k Day! Exclusive Interview with PSCA’s Robert Benish

With all the bad investment news in the media, have plan sponsors neglected this positive development?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/3/10

From the Edsel of the mutual fund industry to the “do they really expect us to believe this” of the Fiduciary Standard war to a series of decisions in fiduciary lawsuits, discover the past weeks trending topics.

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Exclusive Interview: PlanSponsor’s Nevin Adams Says Plan Sponsors not Focused on Same Issues as Advisers & Regulators “Too Few 401k Plans” Annuities “Not Viable”

I wish we’d spend a tenth of the time we spend indoctrinating our kids about drug use and sex helping them understand the basics of money and investing.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 8/27/10

Too busy for last week’s news? Here’s a quick synopsis of the major news events and trends impacting the ERISA plan fiduciary.

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New White Paper Reveals 3 Greatest Fiduciary Liability Threats to 401k Plan Sponsors

The current economic setting only heightens fiduciary liability. Last year, the DOL logged more than 4.5 corrected violations per business day. With aggressive litigators using technology to sniff out these violators and others, what’s a 401k plan sponsor to do?

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SEC’s 12(b)-1 Proposal: Does It Actually Increase 401k Fiduciary Liability?

Fiduciary News interviews an industry spokesman, who, on the condition of anonymity, shares a shocking point in the SEC 12b-1 proposal that has, to date, failed to receive the media coverage one might expect.

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Washington Earthquake May Shake 401k Fiduciaries & Plan Sponsors (Part I of II)

For 401k plan sponsors and fiduciaries, this seismic events delivered out of the nation’s Capital on July 15 signals the start of significant changes in the way they operate their plans.

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