SEC punts fiduciary, fees aren’t everything, and old time investing.
Tag "403b"
The Undiscovered Fiduciary, SEC goes on safari, and barber investing.
“This uncertainty can be very challenging for plan sponsors. If I have to give some basic words of advice to plan sponsors, I simply say ‘stop and take a breath.’”
Government AWOL, Fiduciary Name Game continues, and should fees be determined by the marketplace or the courts?
Foreign Collusion, SEC Skeptics, and Investment Fads.
Compliance test, plan sponsor fiduciary awareness, and the similarity between Paul McCartney’s grandfather and the future of mutual funds.
Pension problems, spaghetti regs, and the never ending battle between stocks and bonds.
State-run wrongs, advice vs. sales, and the consequences of fee compression.
Pensions falling, pushing back fiduciary goal posts, and investment Lorelei Signals.
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Fiduciary Scorecard: SEC down and DOL out; 12b-1 matters; and TDFs might not (in the way you think they do)