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3 Terrible Problems the New DOL Investment Advice Rule Poses to the 401k Fiduciary
Under the DOL’s proposed Investment Advice Rule, if a plan enters into a prohibited relationship with a vendor – or if an existing relationship now becomes prohibited – fiduciary liability rises. Can the 401k fiduciary afford to ignore these critical issues?
3 Great Ways the New DOL Investment Advice Rule Helps the 401k Fiduciary
Are you breathing a sigh of relief? Commentators seem to have coalesced around several key benefits of this proposed Rule. Can you see these helping your plan’s participants?
Readers Select Top Fiduciary Stories of 2009: #7 The SEC’s Statement on 12b-1 fees
SEC’s Mary Shapiro: “When it comes to 12b-1 fees, there is a need for more fundamental change than mere disclosure reforms and a name change.” FiduciaryNews’ exploration of this hot potato reveals a surprising misconception.
Top Fiduciary Stories in 2009
The topsy-turvy 2009 provided some of the biggest fiduciary stories in years. Which do you think rates as the most important?
3 Reasons the SEC’s New 12(b)-1 Stance May Increase 401k Fiduciary Liability
The SEC does the right thing, and some 401k fiduciaries may find they’ve been doing the wrong thing.
3 Pointed Questions Determine If New DOL Decision on the 401k Investment-Advice Rule Increases Your Fiduciary Liability
Worried while Washington fiddles? These three vital questions might just help you determine if today’s DOL ruling will increase your personal fiduciary liability.
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