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Tag "conflict of interest"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/4/14

Courts sound out on Fiduciary Duty, conflicts-of-interest and DOL eyes brokerage windows.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/21/14

Meaningful Compliance enforcement? SEC suddenly has issues with fees? and, Why are the Young so stupid?

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Exclusive Interview: Frontline Producer Explains Controversial 401k Documentary – The Bad

In that drive for ratings points, producers often – willingly or unwillingly – must make a pact with the devil.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/22/13

DC/DB confusion, the real fiduciary issue and a fee fight breaks out.

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How CarFax Can Help 401k Plan Sponsors and Investors

Are financial professionals the new Joe Isuzu?

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Will Broker Evolution Obviate the Fiduciary Standard Debate?

The anti-fiduciary standard tirade may merely be the tired last gasps of a once thriving business model.

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Should 401k Plan Sponsors Sell Their Souls for One-Stop-Shopping?

Are the purported lower fees of bundling real, or are they a figment of some marketing department’s imagination? Worse, are bundled services really a fiduciary trap?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/2/11

A simple heuristic explains the importance of the Fiduciary Rule, blizzard warning on Fee Disclosure, the truth about Stable Value funds and a slew of court rulings.

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10 Questions the DOL Wants 401k Plan Sponsors to Ask Their Investment Consultant

How many of these questions matter today?

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Industry Fights Hard to Exclude IRAs from Fiduciary Standard

Is this the last gasps of a dying business model whose ruins new life seems destined to find rebirth?

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