DOL
9 Free On-Line DOL Resources for 401k Plan Sponsors
Where’s the best place for the 401k plan sponsor to go for free help on their fiduciary duties and responsibilities?
Yale/Harvard Study Reveals Disturbing 401k Fee Paradox
If the DOL requires the 401k plan fiduciary to ignore a fund’s investment performance, but the SEC still requires funds to disclose that performance, which will 401k investors choose? More importantly, who’s left holding the liability bag?
Is the Fiduciary Standard Enough? 3 Critical Fiduciary Duties Every ERISA Plan Sponsor Must Know
Will Congress, the SEC and the DOL upgrade the current fiduciary standard to the trust model used by bank trust departments so successfully for more than a century?
401k Fees That Shouldn’t Matter
Should indirect fees matter? Academics may argue, but regulators will have the final say. Unfortunately, different definitions of fees only confound the ERISA fiduciary.
3 Terrible Problems the New DOL Investment Advice Rule Poses to the 401k Fiduciary
Under the DOL’s proposed Investment Advice Rule, if a plan enters into a prohibited relationship with a vendor – or if an existing relationship now becomes prohibited – fiduciary liability rises. Can the 401k fiduciary afford to ignore these critical issues?
3 Great Ways the New DOL Investment Advice Rule Helps the 401k Fiduciary
Are you breathing a sigh of relief? Commentators seem to have coalesced around several key benefits of this proposed Rule. Can you see these helping your plan’s participants?
DOL Releases New Investment Advice Rule: More (or Less?) Trouble for the 401k Fiduciary
The question now on the mind of every 401k fiduciary: Will the DOL’s new rule increase my personal fiduciary liability?
Is There a 401k Fee War Brewing?
Why wait until now to bring up the three-month old blog? The bigger question, however, remains, “How should a 401k fiduciary analyze mutual fund fees?”
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