“Advisors who donât assume a 3(38) or 3(21) fiduciary position are unlikely to have an investment role.”
Tag "DOL"
Exclusive Interview (Part III): Phil Chiricotti Offers Surprising Comments on the Fiduciary Standard
“ERISA needs a statutory fix… or [we need] a DOL that employers can trust.”
Government workers ignore math, fee mongers misuse math and savvy salesmen abuse math.
The downside of non-compliance, fee silliness and investment insanity.
“Advisers should be very scared of being implicated in the lawsuits that will happen.”
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/22/14
Brokerage windows broke? Fiduciary or nothing at all? The real fee fighters.