DOL
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 10/28/11
Even as the noose tightens on 401k fees, the DOL increases fiduciary liability with its new Investment Advice Rule. And, just what is going on at Ameriprise?
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 10/21/11
The pendulum again swings in favor of the fiduciary standard as the DOL threatens to come after service providers regarding questionable fees. In the meantime, the battle between Modern Portfolio Theory and Behavioral-based solutions gets hotter.
How Many Investment Options Should 401k Plan Sponsors Offer?
A better question: Why don’t enough 401k plan sponsors ask this important fiduciary question?
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/30/11
Last week seemed a lot like 1968,… and not because mindless protesters were making the news.
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/23/11
Will this be known as the week we lost the fiduciary standard?
As Brokers Cheer, Advisers Sound Off on DOL 401k Fiduciary Capitulation
The Fiduciary Standard is American as motherhood, apple pie and Quaker Oatmeal.
3 Ways 401k Plan Sponsors Can Help Employees Make Better Investment Decisions
The research has been around for more than a decade. Why do regulators and the industry ignore it?
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/16/11
Has the SEC screwed the pooch regarding the uniform fiduciary standard? Will the same politics infect the DOL’s proposed Fiduciary Rule and Fee Disclosure Rule?
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