DOL
Hit, Miss or Backfire? Controversial Ayres/Curtis 401k Fee Paper Claims Broad-Based Fiduciary Breach
Can a Swiss Cheese argument add any value to solving important issues that really exist?
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/21/14
Meaningful Compliance enforcement? SEC suddenly has issues with fees? and, Why are the Young so stupid?
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/7/14
DOL gets tough, Fiduciary Gridlock a blessing? and Good Investment advice.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/24/14
DOL aims its sites, is the brokerage model going extinct? and the problems with bonds
Exclusive Interview with Investor Advocate Kathleen McBride: SIFMA Seeks to Protect Business Model Where Client Serves Broker, Not the Fiduciary Model Where the Broker Protects the Client
“There’s a relatively simple solution to this. Eliminate the broker-dealer exemptions and the ERISA exceptions.”
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/17/14
Regulators warn, fiduciary fades and making the same old investment mistakes.
Wall Street’s Whipping Boy and a World Without a Fiduciary Standard
Ron Rhoades explains how and why we lost the fiduciary standard and why that might be a good thing for bona fide fiduciaries.
Compliance Headaches Coming for 401k Plan Sponsors Due to New Fiduciary Regs in 2014?
What might surprise you the most is how easily the industry will adapt to the new fiduciary guidelines.
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