ERISA
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/26/18
MEP Fever and Carly Simon sings “Fiduciary” (to the tune of “Anticipation’).
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/12/18
Silly public policy, the coming Fiduciary thing, and the return of classic investing headlines.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/5/18
Compliance Do-Overs, Fiduciary Momentum, and “Free” lunches.
What Will the Fiduciary Standard Look Like in Five Years?
Still, if one has confidence the marketplace will drive the industry towards focusing on the best interests of clients, then a de facto fiduciary standard can emerge organically, without overt reliance on regulators.
The SEC’s “Best Interest” Proposal – A Step Forward or a Set Back?
We asked financial professionals across the nation for their thoughts on the SEC’s effort. As you might imagine, it’s clear Regulation Best Interest has some good points and some not-so-good points.
DOL Fiduciary Rule Post-Mortem: How Long Will the Taste Linger?
Is the DOL’s Defunct Rule a Fiduciary Obi-Wan: More Powerful Dead Than Alive?
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/24/18
Dependency downers, keeping it simple, and here we go again…
5 Examples of Self-Dealing Transactions that are Prohibited as a Result of Fiduciary Duty
While the fiduciary should be fairly compensated, the fiduciary is prohibited from engaging in activities that might increase that compensation to the detriment of the interests of the beneficiary. Such activities represent the definition of a self-dealing transactions. Here are some examples of self-dealing transactions that, if executed, will likely result in a fiduciary breach.
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