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Tag "Fiduciary Standard"

Has SEC Unfairly Rigged Its Fiduciary Questionnaire?

The SEC is asking “how do we constrain fiduciary” instead of the other way around.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/19/13

Industry slams Obama Retirement Tax Plan, the coming Fiduciary Showdown and back to the old normal regarding investments.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/12/13

Do you really own your retirement money? Prohibit non-fiduciaries from using term “advisor”? More target date fund troubles?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/22/13

Washington talks of scrambling nest eggs, DOL smacks poor fiduciaries and silly season for investments.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/15/13

Washington gridlock may save the 401k, bad news for some fiduciaries and an academic shows a certain lack of field experience.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/8/13

Tax reform to take bite of 401ks? Can SEC draw fire from both sides? What is ‘Plan B’ for fees?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/1/13

Tax your retirement plan? 12b-1 fees don’t work? SEC opens Fiduciary Standard cost comment period? and more!

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Yet Another Independent Study Highlights High Conflict-of-Interest Cost to Retirement Investors

If all these researchers consistently show investors make less money going through brokers, why are brokers still in business?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/15/13

How to prepare for a DOL Audit, SEC on the brink? and solutions looking for a problem.

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Study: SEC Fiduciary Delay Costing Retirement Investors $1 Billion per Month

Will the scandalous conclusions of this new research take the bloom off of the rose of the 401k plan?

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